Caldwell Investment Management Ltd.

Established in 1990, Caldwell Investment Management Ltd (‘Caldwell’) provides investment management services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and private family accounts.

Caldwell originates and structures investment vehicles and provides portfolio and risk management services, including discretionary investment management and asset allocation services, monitors portfolios for compliance with investment mandates and regulatory compliance and provides reporting to investors and clients in, including financial performance and reporting for income tax purposes. The integrity and depth of experience of its people are Caldwell’s most valuable asset.

Caldwell Investment Management Ltd. is registered as a portfolio manager and investment fund manager with the Ontario Securities Commission, its principal regulator and is also registered as a portfolio manager in other provinces where it does business. Caldwell is a wholly owned subsidiary of Caldwell Financial Ltd, a majority employee-owned firm.

Caldwell Investment Management Ltd. is committed to the principles of employment equity and diversity. We are dedicated to removing barriers in the recruitment and selection processes. We encourage members of equity seeking groups, including people with disabilities, to apply. Should you require accommodation, we will take into account your accessibility requirements. If we call you for an interview or any selection process, please notify us about your accommodation needs.

Visit our homepage at www.caldwellinvestment.com to learn more about us!

Caldwell-Lazard CorePlus Infrastructure Fund, Caldwell Canadian Value Momentum Fund, Caldwell North American Fund, Tactical Sovereign Bond Fund, Caldwell U.S. Dividend Advantage Fund.